Mary Ann Owen
About Me
Mary Ann Owen
With over 40 years of dedicated experience in the securities industry, I have a deep understanding of the challenges professionals face when preparing for FINRA exams. From starting as a colleague helping others, to becoming a training professional, I’ve guided numerous candidates to success on exams like the
SIE, Series 6, 7, 9, 10, 24, 63, 65, 66, and 99.
I’ve always been an educator. Working in brokerage firms, with roles in operations, retail branches, as a managing director in the Private Client Group, and a Deputy Director of Compliance, I had training responsibilities. This diverse experience gives me a unique ability to relate to candidates at all levels.
Qualifications
- Masters in Business Administration from Virginia Commonwealth University, 1996
- Series 7, Series 9/10 (formerly 8), Series 27, Series 63, Series 65, Series 66 certifications
- Over a decade as an instructor with a well-known exam preparation company
Teaching Methodology
- My methodology focuses on truly understanding your knowledge gaps and creating a personalized study plan to reinforce areas you struggle with.
- Through real-life examples from my decades in the industry, I ensure you grasp not just the facts, but how to apply regulatory concepts to correctly answer exam questions.
- Whether your career depends on passing FINRA exams or you’re looking to advance, my tutoring equips you with the tools, knowledge, and confidence to succeed.